InterOcean Capital Group, LLC (“Advisor”) is a registered investment advisor with its main office located in Nashville, Tennessee, and branch offices located in Chicago, Illinois and Scottsdale, Arizona. Our website is only intended for clients and interested investors residing in states in which the Advisor is qualified to provide investment advisory services. Please contact InterOcean Capital, LLC at 312-648-1720 to find out if the investment advisor is qualified to provide investment advisory services in the state where you reside.
Our website is intended to present general information about InterOcean Capital, including descriptions of the services that we offer our clients, biographical information about our professionals, a description of our investment philosophy, and descriptions of our proprietary investment strategies. Nothing provided on our website constitutes tax, legal, accounting, or investment advice. Our website is not a solicitation, offer, recommendation, or advice to buy, sell, or hold securities or other investments, or to pursue any investment style or strategy. Any decisions you make based on information provided on our website are your sole responsibility.
Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s or interested investor’s investment portfolio.
In the professional biographies of our investment professionals, you will see references to the professional certifications of CFA, CFP®, and CPA.
The Chartered Financial Analyst (CFA) designation is an international professional certification offered by the CFA Institute (formerly AIMR) to financial analysts who complete a series of three examinations. To become a CFA charterholder, candidates must: (i) pass each of three six-hour exams; (ii) possess a bachelor’s degree from an accredited institution (or have equivalent education or work experience); and (iii) have 48 months of qualified, professional work experience. CFA charterholders are also obligated to adhere to a strict Code of Ethics and Standards governing their professional conduct.
Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
The Certified Public Account (CPA) designation is a professional license for public accountants granted by different authorities from state to state. In Illinois, the only state for which Advisor has a CPA, licensees must: (i) complete 150 credit hours (minimum of 30 credit hours in accounting) and obtain a baccalaureate or higher degree; (ii) pass the Uniform CPA Examination; (iii) Pass the American Institute of Certified Public Accountants (AICPA) Professional Ethics Examination; (iv) complete a minimum of one year of experience providing services that involve the use of accounting, attest, compilation, management advisory, financial advisory, tax or consulting skills, all of which must be achieved under the supervision or verification by a CPA; and (v) complete 120 hours of Continuing Professional Education (CPE) during each three year licensing period.
The Accredited Investment Fiduciary® designation is a professional certification that demonstrates an advisor or other person serving as an investment fiduciary has met certain requirements to earn and maintain the credential issued by Fi360.
To become an AIF® Designee, candidates must complete the following requirements: 1) complete an AIF® Training course; 2) pass the AIF® Examination; 3) meet the experience requirement which includes combinations of education, industry experience, and/or professional development; 4) satisfy the Code of Ethics and Conduct Standards; and 5) submit an application and dues.
To learn more about the Accredited Investment Fiduciary® designation, visit www.fi360.com/what-we-do/learning-development/aif-training/aif-designation
The Wealth Management Specialist SM designation is awarded by Kaplan’s College for Financial Planning to individuals who complete the WMSSM Professional Designation Program which focuses on the most critical concepts in financial planning and wealth management. To obtain the designation, candidates must complete the course classes and pass an examination.
To learn more about the Wealth Management SpecialistSM designation, visit kaplanfinancial.com/wealth-management/wms.
The Accredited Asset Management SpecialistSM, is a designation program for financial professionals awarded by Kaplan’s College for Financial Planning to individuals who complete the AAMS® program. The program provides advisors with strong fundamental financial knowledge with a specific focus on asset management and investments. To obtain the designation, candidates must complete the course classes and pass an examination.
To learn more about Accredited Asset Management SpecialistSM, visit https://www.kaplanfinancial.com/wealth-management/aams.
The Certified Divorce Financial Analyst (CDFA®) Program is designed to prepare you as an expert on the financial aspects of divorce. The role of a CDFA® professional is to address the special financial issues of divorce with data to help achieve equitable settlements.
To become a CDFA® professional a candidate must have a bachelor’s degree with three years of on-the job experience or, if no bachelor’s degree, five years of relevant experience.
A candidate will have to report their experience and have it approved prior to using the CDFA marks. Experience will be submitted through the candidate’s profile and will be reviewed by IDFA staff. The eligibility requirements were established by the Board of Advisors and reflect the fact that this is not an entry-level designation but an advanced program.
To learn more about the Certified Divorce Financial Analyst (CDFA®) Program, visit https://institutedfa.com/about-cdfa-course/
Past performance may not be indicative of future results. Therefore, no client or interested investor should assume that the future performance or any specific investment, investment strategy, or product made reference to directly or indirectly on our website will be profitable or equal to corresponding indicated performance levels.
By using our website, you agree that we will not be liable to you as a result of your use of our website or the information contained herein, and by using our website, you agree to indemnify and hold us harmless from and against all damages, liabilities, losses, costs or expenses we incur relating to your use of our website.
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