Professionals

Rege directs the firm’s overall investment strategies including portfolio management, research, security selection and investment planning. Prior to forming InterOcean Capital in 2005, Rege served as a Senior Vice President at Morgan Stanley, a Vice President of the Montgomery Private Client Services Group at Banc of America Securities, Senior Vice President of Finance for Horizon Group Properties, Inc. and Vice President of the Capital Markets Group at Bank of America. Rege earned a Bachelor of Science in Finance from Eastern Illinois University, Summa Cum Laude, and an MBA from Northern Illinois University.  He is a CFA charterholder and member of the CFA Society of Chicago.

Jeff is responsible for portfolio management, research and security selection, asset allocation strategy and managing the firm’s financial operations. Prior to forming InterOcean Capital in 2005, Jeff was a Financial Advisor at Morgan Stanley, Financial Analyst for the Montgomery Private Client Services Group at Banc of America Securities, Financial Advisor/Derivatives Specialist in Bank of America’s Private Bank and Vice President of Finance for Horizon Group Properties, Inc. Jeff earned a Bachelor of Science in Finance from Eastern Illinois University and an MBA from the University of Illinois at Chicago. He is a CFA charterholder and member of the CFA Society of Chicago.

Mark’s responsibilities center on business development and directing the Schwab Advisor Network division at InterOcean Capital. Prior to forming InterOcean Capital in 2005, Mark was a Senior Vice President at Morgan Stanley, a Vice President of Montgomery Private Client Services group at Banc of America Securities and a Senior Vice President at CIBC Oppenheimer. Mark earned a Bachelor of Science in Business Administration from Xavier University.

Jason’s responsibilities center on business development for the Schwab Advisor Network division at InterOcean Capital. Prior to joining InterOcean Capital, Jason held a number of leadership roles with Charles Schwab including Vice President/Branch Manager for the Charles Schwab office in Northbrook, Illinois. Jason earned a Bachelor of Science and MBA in Finance from Ball State University. He is a CERTIFIED FINANCIAL PLANNER™ professional.

Robin is a portfolio manager responsible for client relationship management, financial planning, asset allocation and investment strategy. Prior to joining InterOcean Capital, Robin was a Managing Director for Cedar Hill Associates, LLC, a Registered Investment Advisor. Robin earned a Bachelor of Science in Business Administration from the University of Illinois Urbana-Champaign and an MBA from the Kellogg School of Management at Northwestern University. Robin is a CFA charterholder, member of the CFA Society of Chicago and a CERTIFIED FINANCIAL PLANNER™ professional.

Mike’s responsibilities center on business development for the Schwab Advisor Network Division at InterOcean Capital. Prior to joining InterOcean Capital, Mike held a number of leadership roles with Charles Schwab including Vice President/Location Leader for the Client Service and Support Organization in Indianapolis. Mike earned a Bachelor of Science in Biology from Indiana University. He is a graduate of the Securities Industry Institute through The Wharton School of the University of Pennsylvania. Mike is a CERTIFIED FINANCIAL PLANNER™ professional.

David oversees client portfolio reporting and financial planning activities. Prior to joining InterOcean Capital, David earned a Bachelor of Science in Finance from Northern Illinois University. David is a CFA charterholder, member of the CFA Society of Chicago and a CERTIFIED FINANCIAL PLANNER™ professional.

Erik serves as a Portfolio Manager for the Schwab Advisor Network division at InterOcean Capital. He focuses on client asset allocations, investment planning, strategy and research.  Prior to joining InterOcean Capital, Erik was a Financial Analyst for Guggenheim Partners and a Senior Associate at PricewaterhouseCoopers. Erik earned a Bachelor of Arts in Economics from the University of Michigan and Master of Accounting from the Stephen M. Ross School of Business at the University of Michigan. He is a CFA charterholder, a member of the CFA Society of Chicago, a member of the CFA Society of Nashville and a Certified Public Accountant.

Nick serves as a Portfolio Manager for the Schwab Advisor Network division at InterOcean Capital. He focuses on client asset allocations, investment planning, strategy and research. Prior to joining InterOcean Capital, Nick earned a Bachelor of Science in Finance from Northern Illinois University. Nick is a CFA charterholder and member of the CFA Society of Nashville.

Bhavna serves as a Portfolio Manager for the Schwab Advisor Network division at InterOcean Capital. She focuses on client asset allocations, investment planning, strategy and research. Prior to joining InterOcean Capital, Bhavna was the Global Head of Client Solutions for the financial services practice at The Smart Cube. She also worked as a Business Analyst for PKC Advisory and Goldman Sachs. Bhavna earned a Bachelor of Commerce from Delhi University in India. She is a CFA charterholder, member of the CFA Society of Nashville and a Chartered Accountant (India).

Mark serves as a Portfolio Manager for the Schwab Advisor Network division at InterOcean Capital. He focuses on client asset allocations, investment planning, strategy and research. Prior to joining InterOcean Capital, Mark earned a Bachelor of Science in Finance from Northern Illinois University. Mark is a CFA charterholder and member of the CFA Society of Nashville.

Troy is responsible for portfolio management, overseeing the firm’s technology platform, and assisting the CFO with financial operations. Prior to joining InterOcean Capital, Troy earned a Bachelor of Science in Economics from Northern Illinois University. Troy is a CFA charterholder and member of the CFA Society of Chicago.

Alex serves as a Portfolio Manager responsible for client relationship management, asset allocations, investment planning, strategy and research. Prior to joining InterOcean Capital, Alex was an Associate Portfolio Manager with Northern Trust Wealth Management and a Senior Pension Analyst working with Northern’s institutional clients. Alex earned a Bachelor of Science in Financial Planning and Counseling from Purdue University. He is a CFA charterholder and member of the CFA Society of Chicago.

James assists Portfolio Managers with investment planning and performance reporting analytics. Prior to joining InterOcean Capital, James was a Financial Planning Associate at NFP. James earned a Bachelor of Science in Information Technology from Florida State University. He is a Chartered Financial Consultant®.

Jack focuses on client relationship management and business development. His responsibilities include financial planning, client asset allocations and investment strategy. Prior to joining InterOcean Capital, Jack earned a Bachelor of Arts in Economics at Colorado College.

Drew assists Portfolio Managers with investment planning and performance reporting analytics. Prior to joining InterOcean Capital, Drew earned a Bachelor of Science in Business Administration from the University of Iowa and Master of Finance from the Henry B. Tippie College of Business at the University of Iowa. Drew passed level I of the CFA program.